This is a programme for participants to learn more about the rules & regulations in Financial Market industry. This programme aims to equip financial representatives with the requisite knowledge of the regulatory framework, including the laws & regulations, and associated codes, notices, practice notes and guidelines governing the capital markets and insurance intermediaries in Singapore. The program will be conducted through E-Learning. Through the programme, you will learn how to become a better financial representative in the current environment.
This programme is designed for representatives to enhance their understanding of rules & regulations in capital markets of Singapore when they conduct business with their clients.
Successful completion of MCQ Assessment after the training session shall be 70% passing rate.
Participants shall answer all 15 questions within the time given.
There will be processes and procedures in place to authenticate and track that the specific representative is the one taking the E-learning course and assessment(e.g. individual login, administering the assessment in a controlled environment):
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